Finance and Insurance Commission - PDFSEARCH.IO - Document Search Engine

Finance and Insurance Commission
Results: 615

#	Item
301	Board of Governors of the Federal Reserve System Federal Deposit Insurance Corporation Office of the Comptroller of the Currency Securities and Exchange Commission OMB Number[removed] Add to Reading List Source URL: occ.treas.gov Language: English - Date: 2014-09-07 08:45:54 Financial regulation Financial economics Finance Securities Exchange Act U.S. Securities and Exchange Commission Securities Act Federal Reserve System Regulation S-K Broker-dealer United States securities law 73rd United States Congress United States Securities and Exchange Commission
302	STATE INSURANCE REGULATION This article provides an overview of state insurance regulation, including a brief history, discussion of state regulatory roles and institutions involved. A Brief History Add to Reading List Source URL: www.insurance.naic.org Language: English - Date: 2014-07-08 18:03:32 Investment Institutional investors Finance National Association of Insurance Commissioners Insurance law Insurance Interstate Insurance Product Regulation Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Life insurance Financial economics Insurance in the United States Financial institutions
303	Board of Governors of the Federal Reserve System OMB Number[removed]Approval expires April 30, 2016 Federal Deposit Insurance Corporation OMB Number[removed]Approval expires December 31, 2014 Office of the Comptrolle Add to Reading List Source URL: occ.treas.gov Language: English - Date: 2014-09-07 08:44:26 Finance Business Municipal Securities Rulemaking Board Federal Reserve System Financial adviser Underwriting Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial economics Securities Self-regulatory organizations
304	Joint Forum of Financial Market Regulators Forum conjoint des autorités de réglementation du marché financier BACKGROUNDER PRINCIPLES AND PRACTICES FOR THE SALE OF Add to Reading List Source URL: www.jointforum.ca Language: English - Date: 2013-10-01 11:01:24 Financial economics Financial planner Joint Forum Autorité des marchés financiers Financial adviser Insurance broker Intermediary China Insurance Regulatory Commission Canadian securities regulation Business Financial regulation Finance
305	Joint Forum of Financial Market Regulators Forum conjoint des autorités de réglementation du marché financier BACKGROUNDER PRINCIPLES AND PRACTICES FOR THE SALE OF Add to Reading List Source URL: jointforum.ca Language: English - Date: 2013-10-01 11:01:24 Financial economics Financial planner Joint Forum Autorité des marchés financiers Financial adviser Insurance broker Intermediary China Insurance Regulatory Commission Canadian securities regulation Business Financial regulation Finance
306	Microsoft Word - History of State Regulation.docx Add to Reading List Source URL: www.insurance.naic.org Language: English - Date: 2011-12-06 15:10:01 Investment Institutional investors Finance National Association of Insurance Commissioners Insurance law Insurance Interstate Insurance Product Regulation Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Life insurance Financial economics Insurance in the United States Financial institutions
307	This rule was filed as 13 NMAC 3.5. TITLE 13 CHAPTER 3 PART 5 INSURANCE Add to Reading List Source URL: www.nmcpr.state.nm.us Language: English - Date: 2003-10-16 15:13:54 SEC filings Finance Investment United States securities law United States Securities and Exchange Commission Securities Act Prospectus Security Underwriting Financial economics Stock market Securities
308	Microsoft Word - GNAIE_SEC S7_20_07.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-06 15:07:11 Financial regulation International Financial Reporting Standards International Accounting Standards Board Group of North American Insurance Enterprises Financial statement Generally accepted accounting principles U.S. Securities and Exchange Commission Financial Accounting Standards Board Accountancy Business Finance
309	RULES OF THE DEPARTMENT OF COMMERCEAND INSURANCE DIVISION OF INSURANCE CHAPTER 0780—1—67 INSURANCE HOLDINGCOMPANY SYSTEM REGULATION Add to Reading List Source URL: state.tn.us Language: English - Date: 2013-01-02 12:28:29 Financial institutions Institutional investors 73rd United States Congress United States Securities and Exchange Commission Securities Act Insurance Life insurance Finance Investment United States securities law Financial economics
310	RULES OF TENNESSEE DEPARTMENT OF COMMERCE AND INSURANCE DIVISION OF SECURITIES CHAPTER[removed]GENERAL ADMINISTRATION Add to Reading List Source URL: state.tn.us Language: English - Date: 2013-01-22 10:57:15 Financial economics Stock market 73rd United States Congress Finance Investment Securities Act Securities Exchange Act Prospectus Investment Advisers Act United States Securities and Exchange Commission SEC filings United States securities law

UPDATE